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Investor Charter

For Research Analyst services · In accordance with SEBI's Investor Charter for Research Analysts (SEBI circular dated 2 June 2025)

Research Analyst: Quantimental Capital Research (Individual Research Analyst / Sole Proprietor — Rohan Swar)

SEBI Registration No.: INH000027964

RAASB (BSE) Enlistment: In process — to be updated on receipt

Address: SNN Raj Greenbay, Electronic City Phase 2, Bengaluru 560100, Karnataka, India

Contact: research@qmcr.in · +91 79809 99588

A. Vision

To redefine retail participation in capital markets by making systematic, research-led, and risk-aware investing and trading the norm — not the exception.

B. Mission

To provide systematic, data-driven research that integrates quantitative analysis, fundamental insights, derivatives research, and rules-based strategy frameworks, helping retail participants make disciplined and informed market decisions.

C. Business transacted by the Research Analyst

To publish research reports based on the research activities of the Research Analyst.
To provide an independent and unbiased view on securities.
To offer unbiased recommendations, disclosing any financial interest in the recommended securities.
To provide research recommendations based on analysis of publicly available information and known observations.
To distribute research reports and recommendations to all entitled subscribers without discrimination or preferential treatment.
To conduct an audit of compliance annually.
To ensure all advertisements adhere to the Advertisement Code for Research Analysts.
To maintain records of interactions with all clients (including prospective clients) where any conversation related to research services has taken place.

D. Services provided to investors

Onboarding of clients

Sharing the terms and conditions of research services.
Completing KYC of fee-paying clients.

Disclosure to clients

To distribute research reports and recommendations to clients without discrimination.
To disclose the extent of use of Artificial Intelligence (AI) tools in providing research services (see "Use of AI" below).
To disclose any conflict of interest or financial interest in the securities/recommendations made.
To maintain confidentiality of the research report until it is made available in the public domain or to entitled subscribers.
To maintain confidentiality and security of investor/client information.

Disclosures & conflicts of interest

Quantimental Capital Research lists its strategies on AlgoTest, a third-party execution and marketplace platform. QMCR pays AlgoTest a platform/listing fee and has a revenue-sharing arrangement with AlgoTest in respect of subscriptions taken up through the platform. This commercial relationship is disclosed in the interest of transparency and does not affect the independence or non-preferential distribution of our research. As on the date of this disclosure, except for the AlgoTest commercial arrangement disclosed above, the Research Analyst, its proprietor and associates have no financial interest, ownership interest, actual or beneficial holding, material conflict of interest, or compensation arrangement with issuers or intermediaries relevant to the research, unless specifically disclosed in the relevant research report.

Use of Artificial Intelligence (AI)

AI/ML-based tools are used to a limited extent (approximately 30%) within our research process — for example, data processing, screening and pattern analysis — while strategy design, final research conclusions and recommendations are driven by the Research Analyst's own judgment. AI-based tools are also used to a greater extent (approximately 80%) in the development and maintenance of our website. These proportions are estimates and may vary over time. The Research Analyst remains fully responsible for all research output, including any AI-assisted components, and for the confidentiality and security of investor data.

E. Grievance redressal mechanism

In case of any grievance or complaint, an investor should:

Approach the Research Analyst directly at compliance@qmcr.in or +91 79809 99588. The Research Analyst shall endeavour to resolve the grievance within 30 days of receipt.
If not satisfied with the response, lodge the complaint on SEBI SCORES (SCORES 2.0) at scores.sebi.gov.in or through the SEBI SCORES mobile app.
The investor may also initiate dispute resolution through the SEBI SMART Online Dispute Resolution (ODR) portal at smartodr.in, which provides for online conciliation and arbitration.

Investor complaints data (including complaints received directly and through SCORES, with impersonation cases shown separately) is published and updated monthly on our website by the 7th of each month — see the Investor Complaints Data disclosure.

Beware of impersonation. Quantimental Capital Research communicates only through its official channels (research@qmcr.in, +91 79809 99588 and t.me/Quantimental). Complaints involving impersonation or fraudulent use of our name/registration are handled separately under SEBI-prescribed processes — please report them to us and on SCORES immediately. We do not offer assured or guaranteed returns, and we never seek funds for investment or your trading/demat credentials.

F. Expectations from investors (investor responsibilities)

Do's

Always deal with SEBI-registered Research Analysts.
Verify the SEBI registration number (INH000027964) and details on the SEBI website.
Pay attention to the disclosures made in research reports before investing.
Pay the agreed research fee through banking channels only and retain duly signed receipts with payment details.
Ask all relevant questions and clear your doubts with the Research Analyst before acting on a recommendation.
Inform SEBI about any Research Analyst offering assured or guaranteed returns.

Don'ts

Do not provide funds for investment to the Research Analyst.
Do not fall prey to luring advertisements or market rumours.
Do not be influenced by unverified claims of limited-period discounts, gifts or incentives from impersonators or unauthorized persons.
Do not share login credentials, passwords or OTPs of your trading and demat accounts with anyone, including the Research Analyst.

G. Timelines for various activities

Activity	Indicative timeline
Onboarding — sharing terms & conditions / KYC of fee-paying clients	At the time of onboarding
Distribution of research reports / recommendations to entitled subscribers	Simultaneously to all, on a non-discretionary basis
Acknowledgement of a grievance / complaint	Within reasonable time of receipt
Resolution of a grievance / complaint	Within 30 days of receipt
Disclosure of monthly investor complaints data on website	By the 7th of every succeeding month
Annual compliance audit	Annually

Registration granted by SEBI, enlistment with the RAASB and certification from NISM in no way guarantee the performance of the Research Analyst or provide any assurance of returns to investors. Investment in the securities market is subject to market risks; read all related documents carefully before investing. Quantimental Capital Research — SEBI Research Analyst Reg. No. INH000027964.

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